Patrick Crotty

Patrick Crotty is the Chief Compliance Officer of Rosecliff, responsible for managing all aspects of the Compliance Program. Patrick was most recently the Deputy Chief Compliance Officer of GQG Partners where he was responsible for supporting the asset manager’s compliance program as well as maintaining GQG’s sub-advisory relationships and building a Monitoring and Testing program. Prior to GQG Partners, Patrick was the Global Head of Trade Advisory and Trade Surveillance for JP Morgan Asset Management (JPMAM), resolving trading matters and regulatory issues across numerous regions and products.

Patrick was the Deputy Chief Compliance Officer of Sculptor Capital where he managed the day to day compliance program and acted as regulatory liaison to the business on MNPI and conflict of interest issues. He worked with the front office on strategic initiatives to ensure regulatory compliance for new businesses and products and provided guidance to senior management globally on various compliance, trading and business issues.