Tushar Lalwani

Director, Compliance at RPIA

Tushar joined RPIA in 2017 and is currently a Manager on the Compliance Team. He initially joined as a Derivatives Analyst and then moved to the Compliance Team in 2019. In his current role, he is responsible for implementing and overseeing various aspects of RPIA’s regulatory compliance program. He develops and reviews internal policies and procedures that focus on ensuring compliance with securities laws and other applicable laws and regulations.

Tushar has over 10 years of experience in the financial industry. Prior to joining RPIA, Tushar worked at Caceis in the fund administration department and held progressive roles at Morgan Stanley where he was responsible for managing the Fixed Income E-trading and Research Entitlements Team for North American markets.

Tushar graduated with a Bachelor of Business Administration degree from Annamalai University and holds a Post Graduate Diploma in Business Administration with a specialization in Finance from Symbiosis (India).

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Timeline

  • Director, Compliance

    Current role

  • Manager, Compliance

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