Lisa Bridgeford

Chief Compliance Officer at RQD* Clearing

Lisa Bridgeford has a diverse work experience spanning over several decades. Lisa is currently serving as the Chief Compliance Officer at RQD* Clearing since January 2022. Prior to this, they held the same position at Axos® Clearing, a subsidiary of Axos Financial™ from December 2019 to January 2022. From May 2015 to December 2019, Lisa worked as a Deputy Compliance Officer at COR Clearing LLC. Before that, they held the role of Compliance Analyst III at Securities America from November 2014 to April 2015. In addition, Lisa has experience working as a Compliance Analyst at Carson Wealth Management Group from April 2014 to October 2014. From 2006 to 2014, they served as a Compliance Officer at Legent Clearing LLC, and from 2012 to 2014, they held the position of Compliance Officer/Privacy Officer at COR Clearing LLC. Lisa's earlier work experience includes working as an Office Assistant at McMannama & Associates from April 2002 to October 2006 and as an Operations Manager at RBC Dain Rausher from December 1979 to May 2000. Overall, Lisa's work experience reflects a strong background in compliance and operations management roles within the financial industry.

Lisa Bridgeford attended the Nebraska College of Business from 1974 to 1975. However, no information is provided regarding the degree or field of study. Additionally, there is no information about any additional certifications or qualifications.

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Timeline

  • Chief Compliance Officer

    January, 2022 - present