Stephen McGuire

Stephen McGuire is a Senior Manager in Risk and Compliance at Schroders Personal Wealth, with extensive experience in compliance, risk monitoring, and financial advice across several prominent financial institutions. Since June 2019, Stephen has served as Senior Supervision Manager, focusing on overseeing training and competence (T&C) processes, coaching development, and managing high-risk activities in collaboration with various teams. Prior roles include Regional Compliance Manager and Personal Wealth Advisor at Lloyds Private Banking, as well as several leadership positions at Lloyds Banking Group, where Stephen excelled in sales and compliance management. Additionally, Stephen is a Trustee Director for a significant UK pension scheme, ensuring adherence to pensions legislation and managing contributions. Stephen's educational background includes numerous qualifications from the Chartered Insurance Institute.