Dave Frederick

Head Of Americas Investment Compliance

Dave Frederick is an experienced professional in investment compliance, currently serving as the Head of Americas Investment Compliance at Schroders since October 2018. Prior roles include Senior Compliance Manager and Vice President at Voya Investment Management, as well as Assistant Vice President at ING US Investment Management. Dave's earlier career features positions at MEAG as a Compliance Analyst, Saks Fifth Avenue as a Senior Financial Analyst, and Alliance Bernstein as a Portfolio/Trading Assistant. Additional experience includes roles at Invesco Institutional and TD Waterhouse. Dave holds two Master of Business Administration degrees from Cornell Johnson Graduate School of Management and Smith School of Business at Queen's University, as well as a Bachelor of Business Administration in International Business from Baruch College.

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New York, United States

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