AS

Andrew Shanbrom

Senior Regulatory Counsel

Andrew Shanbrom is a seasoned legal professional specializing in regulatory matters, currently serving as Senior Regulatory Counsel at the U.S. Securities and Exchange Commission since April 2009. This role is within the Division of Examinations, Office of Clearance and Settlement. Prior to this, Andrew held positions as Special Counsel and Senior Counsel at the SEC, focusing on trading and markets as well as compliance, inspections, and examinations. Andrew's experience includes working as an Associate at McDermott Will and Emery from October 2007 to April 2009, and as a Law Clerk to the Honorable Carol E. Smith at the Circuit Court for Baltimore City. Early career experience includes roles as a Financial Consultant at WM Financial Services and Wells Fargo Investments. Andrew holds a Juris Doctor degree from the University of Maryland Francis King Carey School of Law and a Bachelor of Arts in Political Science from the University of California, Berkeley.

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