The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

Government

Securities and Exchange Commission

Securities and Exchange Commission's headquarters in Washington, DC, United States

Caroline A. Crenshaw

Mark T. Uyeda

Paul S. Atkins

Hester M. Peirce

Richard Gabbert

Jeremy Andersen

Michael Selig

Samuel Waldon

Robert Fisher

Cicely Lamothe

Vanessa Countryman

The Finance and Accounting team at the SEC is responsible for managing the agency's financial resources, ensuring compliance with financial regulations, and providing accurate financial reporting. This team plays a critical role in analyzing and interpreting financial data to support regulatory functions, maintain budgetary oversight, and facilitate strategic financial planning that aligns with the SEC's mission to protect investors and promote market efficiency.

Finance and Accounting

The Legal and Compliance team at the SEC ensures that the agency adheres to legal standards and regulations while executing its mission. This team provides legal advice, oversees compliance protocols, and manages ethical standards to protect investors and maintain market integrity. They also facilitate training and education to ensure all staff are informed about relevant laws and regulations.

Legal and Compliance

The Policy and Regulatory Affairs team at the Securities and Exchange Commission focuses on shaping and implementing policies that enhance market integrity and protect investors. This team collaborates across divisions to analyze economic impacts, support investor education, advocate for small business capital formation, and manage regulatory frameworks. By coordinating with various offices, they ensure that the SEC remains responsive to emerging financial trends and stakeholder needs.

Policy and Regulatory Affairs

The Information Technology and Security team at the Securities and Exchange Commission is responsible for safeguarding the agency's digital infrastructure and ensuring the integrity of data management systems. This team works to implement robust cybersecurity measures, develop data-driven insights for regulatory oversight, and manage cloud solutions to enhance operational efficiency, all while supporting the SEC's mission to protect investors and maintain market integrity.

Information Technology and Security

The Leadership Team at the U.S. Securities and Exchange Commission plays a critical role in shaping the strategic direction of the agency. Comprising key executives such as the CFO, COO, and Chief Information Officer, this team collaborates to ensure effective governance, resource allocation, and operational efficiency, all while upholding the SEC's mission to protect investors and maintain market integrity. They drive initiatives to enhance regulatory frameworks and leverage technology for improved oversight and compliance.

Leadership Team

The Corporate Operations team at the SEC is responsible for overseeing and optimizing the organization's internal processes and administrative functions. This team ensures efficient operational practices, supports effective communication among leadership, and aids in the implementation of strategic initiatives that enhance the SEC's mission of investor protection and market integrity.

Securities and Exchange Commission

Org chart

Teams

Finance and Accounting

Legal and Compliance

Policy and Regulatory Affairs

Information Technology and Security

Leadership Team

Corporate Operations

Offices

Securities and Exchange Commission

Org chart

Teams

Finance and Accounting

Legal and Compliance

Policy and Regulatory Affairs

Information Technology and Security

Leadership Team

Corporate Operations

Offices

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