Austin Chen is a seasoned legal professional with extensive experience in securities regulation and investment management. Currently serving as Senior Counsel in the Chief Counsel's Office at the U.S. Securities and Exchange Commission since October 2020, Austin specializes in liaison work within the Division of Investment Management. Prior to this role, Austin worked at FINRA from May 2015 to October 2020 as an Attorney Adviser, contributing to the Private Investment in Public Equity (PIPEs) Group and the Insider Trading Group within the Office of Fraud Detection and Market Intelligence. Austin holds a Juris Doctor (J.D.) from the University of Iowa College of Law and a Bachelor of Arts (B.A.) in Economics from UC Santa Barbara.
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