Charles Liu

Charles Liu currently serves as an Examination Manager at the U.S. Securities and Exchange Commission, where responsibilities include leading teams in conducting risk-based compliance examinations and investigating potential violations. Liu has previously worked as an International Financial Market Analyst at the U.S. Department of the Treasury, where contributions included policy analysis and engagement in multilateral regulatory efforts. Other significant roles include Vice President at JPMorgan Chase, Audit Officer at Sun Life Financial, and Internal Audit Manager at BTMU Capital Corporation, with a strong focus on risk management, compliance, and operational audits. Liu began a career at PwC, managing financial and operational audits. Educational qualifications include a master's degree in Financial Engineering from MIT Sloan School of Management and a bachelor's degree in Business Administration from National Taiwan University.