Daniel Jung

Daniel Jung, CFA, CPA, CFE, has extensive experience in regulatory compliance with the U.S. Securities and Exchange Commission since March 1994, currently serving as Assistant Regional Director in the Los Angeles Regional Office. In this role, Daniel oversees multiple compliance inspections and examinations for registered investment advisers and related entities across Southern California and several Pacific territories. Previous positions include Branch Chief and Staff Accountant/Securities Compliance Examiner, where Daniel supervised inspections and led examination teams focused on regulatory compliance within the investment sector. Additionally, Daniel was an active volunteer in the CFA Examination Program from June 2000 to July 2019. Educational qualifications include a Chartered Financial Analyst designation obtained from the CFA Institute (1996-1998) and a B.A. in Business Economics from UC Santa Barbara (1989-1993).