Darin Fried

Darin Fried, CAMS, currently serves as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission since September 2023. Prior experience includes a tenure at First Republic Private Wealth Management, where Darin held multiple roles including Vice President Supervision Manager, Director of IPS Monitoring, and Associate Director of Compliance from January 2016 to September 2023. Additional positions include VP Legal and Compliance at Morgan Stanley Investment Management, AVP Compliance Monitoring & Testing at Barclays, and RIA Registered Principal Supervisor at The Guardian Life Insurance Company of America. Early career highlights include roles as Trading Manager at E*TRADE Financial and Trading/Customer Service Manager, AVP at TD Waterhouse. Academic credentials include a Master’s degree in Accountancy from Saint Peter's University and a Bachelor's degree in Finance from the City University of New York-College of Staten Island, supplemented by an Associate degree in Science from the same institution.