David Neuman is a seasoned legal professional with extensive experience in securities law, currently serving as Senior Investigations Counsel in the Asset Management Unit of the U.S. Securities & Exchange Commission since March 2003. Neuman specializes in investigating and litigating violations related to investment advisers, mutual funds, and broker-dealers. Prior to this role, Neuman worked as an Associate at Fried Frank, where responsibilities included defending against SEC investigations and handling corporate transactional matters. Neuman's legal career began as a Law Clerk for the Honorable Ronnie L. White at the Supreme Court of Missouri. Educational qualifications include a Juris Doctor from The George Washington University Law School and a Bachelor of Arts from the University of Michigan.
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