Haresh Mehta

Asst. Chief Risk Officer

Haresh Mehta, CPA/CGMA, CFE, currently serves as the Assistant Chief Risk Officer and Securities Compliance Examiner at the U.S. Securities and Exchange Commission, overseeing the National Examination Program and the Clearance and Settlement examination program. Previous experience includes working as an Internal Auditor at Sullivan & Cromwell LLP, where services were provided for major legal and regulatory matters, and as an Associate at KPMG LLP, focusing on financial statement audits across diverse industries. Haresh has also held positions as a Financial Planner at Guardian Life Insurance Co, Manager at DNA Entertainment Networks/Ticket Genie, and co-founder of Gold Dust Media Co, an event management firm. Academic credentials encompass a Certificate in Forensic Accounting from New York University, an MBA in Finance from Rutgers University, an MBA in Finance from Welingkar Institute of Management, and an M.Sc. in Plant Physiology & Bio-chemistry as well as a B.Sc. in Botany from the University of Mumbai.

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