James MacLean

Exam Manager

James Maclean serves as an Exam Manager at the U.S. Securities and Exchange Commission in the Miami Regional Office, specializing in examinations related to investment adviser and investment company compliance since September 2015. Previously held positions include Attorney-Adviser in the Division of Examinations, focusing on private funds, and Senior Counsel in the Division of Investment Management's Rulemaking Office. Prior to joining the SEC, James Maclean was Vice President at Cordium from March 2010 to August 2015 and an Associate at Seward & Kissel LLP from September 2006 to January 2010. Academic credentials include a Juris Doctor degree from the University of Michigan Law School and a Bachelor of Arts in Economics and French from Columbia College, Columbia University.

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