Jason Lee

Jason Lee is an experienced professional in securities compliance and regulatory examination, currently serving as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission since December 2019. Prior roles include Vice President at HSBC Global Banking and Markets, where responsibilities encompassed managing regulatory inquiries and collaborating with front office compliance officers. Jason also worked at RBC Capital Markets as Associate Director, handling regulatory inquiries and exams, and as a Compliance Analyst at Cantor Fitzgerald, responding to regulatory inquiries and assisting in enforcement matters. Early experience includes a legal internship at Cantor Fitzgerald and an Honors Internship at the U.S. Securities and Exchange Commission, contributing to significant investigations. Jason holds a Juris Doctor degree from New York Law School and a Bachelor of Arts in Political Science from Baruch College.