Jeremy Andersen

Broker / Dealer Division

Jeremy Andersen has over 23 years of experience in the finance and regulatory sectors. Currently serving in the Broker/Dealer Division at the U.S. Securities and Exchange Commission since August 2010, Jeremy has developed a strong foundation in regulatory compliance. Prior to this role, Jeremy worked as a Special Investigator and Principal Examiner at FINRA for over a decade, contributing to the oversight of broker-dealers and ensuring adherence to industry regulations. Early in the career, Jeremy gained management experience as a Golf Pro and Club Manager at Golf Vista from December 1998 to January 2000. Jeremy holds a degree from Millikin University, where education was completed between 1994 and 1999.

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