JK

Joon Kwak

Securities Compliance Examiner

Joon Kwak has extensive experience in financial compliance and auditing, currently serving as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission since November 2015. Prior to this role, Joon held the position of Principal Examiner at FINRA from April 2010 to November 2015. Joon's earlier experience includes serving as an Audit Senior at CME Group from 2007 to April 2010 and as an Audit Supervisor at the Chicago Board of Trade from 2000 to 2007. Joon holds a Bachelor of Science degree in Accountancy from the University of Illinois Urbana-Champaign.

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