Marshall Gandy serves as the Investment Adviser/Investment Company Program Director at the United States Securities and Exchange Commission's Division of Examinations since June 2019, following a tenure as Associate Regional Director-Examinations at the U.S. Securities and Exchange Commission from March 2012. Gandy has extensive legal experience, including roles as Senior Regional Counsel at the Financial Industry Regulatory Authority, Staff Attorney and Trial Counsel at the Securities and Exchange Commission, and Judge at County Criminal Court #10. Gandy began a legal career as an Assistant District Attorney at the Dallas County District Attorney's Office. Admission to multiple bar associations includes the State Bar of Texas and federal courts, including the Supreme Court of the United States. Gandy earned a Juris Doctor degree from Southern Methodist University between 1976 and 1979.
This person is not in the org chart
This person is not in any teams
This person is not in any offices