Sam N. is a Senior Counsel at the U.S. Securities and Exchange Commission, specializing in the Division of Investment Management. Previously, Sam held various roles including Attorney in the Ethics Office at the World Bank and Assistant Vice President at Deutsche Bank, where they led compliance initiatives and product development. Sam also served as Director of Compliance at Capital One and as an Investigator-Attorney with the U.S. Commodity Futures Trading Commission. With a solid educational background and extensive experience in regulatory compliance and legal advisory, Sam continues to influence the field of financial securities law.
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