Samuel Thomas

Senior Counsel, Investment Adviser Regulation Office, Investment Management

Samuel Thomas is an experienced attorney currently working at the U.S. Securities and Exchange Commission. Previously, Samuel held roles as Senior Counsel in the Investment Adviser Regulation Office and Attorney Adviser in the Division of Examinations, both at the SEC. Samuel's experience also includes positions as a Legal Intern at the U.S. Commodity Futures Trading Commission and as a Project Assistant in the Securities Litigation and Enforcement department at WilmerHale. Samuel earned a Doctor of Law (JD) from The Catholic University of America, focusing on Banking, Corporate, Finance, and Securities Law, and holds a Bachelor of Arts in European History from Bates College.

Location

Washington, United States

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