Soo Im

Soo Im is an attorney at the U.S. Securities and Exchange Commission, where they currently handle a variety of legal matters within the financial and securities sectors. Previously serving as Senior Corporate Counsel at Farmers Group, Inc. and Associate General Counsel at Arete Wealth Management, Soo Im has extensive experience managing legal, compliance, and business issues pertaining to broker-dealers and investment companies. Their prior role as Senior Regional Counsel at the Financial Industry Regulatory Authority (FINRA) further bolstered their expertise in business litigation, securities regulation, and corporate governance. Soo Im is also pursuing a Doctor of Law degree at Duke University School of Law and holds a Bachelor of Arts degree from the University of California, Berkeley.