Thoreau Bartmann

Senior Special Adviser To The Chief Of The Asset Management Unit, Divison Of Enforcement at Securities and Exchange Commission

Thoreau Bartmann is a legal professional with extensive experience in securities regulation and enforcement, currently serving as the Senior Special Adviser to the Chief of the Asset Management Unit in the Division of Enforcement at the U.S. Securities and Exchange Commission since 2016. Previously, Bartmann held several key positions at the SEC, including Co-Chief Counsel and Senior Special Counsel in the Division of Investment Management, focusing on regulatory policy for investment companies and advisers. Bartmann began the career as an Associate at Fried Frank Harris Shriver & Jacobson, specializing in securities enforcement. Educational qualifications include a Juris Doctor degree from the University of North Carolina at Chapel Hill and a BA in Philosophy from the University of Alabama at Birmingham.

Links


Org chart

No direct reports

Teams

This person is not in any teams


Offices

This person is not in any offices