Timothy M. (Mick) Riley has extensive experience in the field of securities regulation, currently serving as Branch Chief in the Division of Trading and Markets at the U.S. Securities and Exchange Commission since September 2003. In this role, Riley provides interpretation and guidance on short sale rules and related regulations. Previously, as Branch Chief/Special Counsel in the Office of Compliance Inspections and Examinations, Riley led inspections of market surveillance and disciplinary programs across various exchanges and broker-dealers. Earlier career experience includes working as an Associate in the Estates and Trusts Department at Saul Ewing Arnstein & Lehr LLP and in general practice at Akman & Associates, LLC, where a diverse range of legal issues were addressed from June 1997 to September 2003.
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