William Murphy

Senior Securities Compliance Examiner at Securities and Exchange Commission

William Murphy is a seasoned professional in the financial markets, currently serving as a Senior Securities Compliance Examiner for the U.S. Securities and Exchange Commission since November 2014. Prior experience includes a role as Senior Investigator in the Department of Market Regulation at the Chicago Board Options Exchange from January 2011 to November 2014, where responsibilities encompassed examining serious rule violations. William has also worked at E*TRADE Financial as an Options Specialist, and held positions as a Market Maker/Derivatives Trader at Belvedere Trading and KC CO II, L.L.C. Additionally, William started a career in OTC derivatives trading with S G Warburg. William holds a Bachelor of Science degree in Finance from Northern Illinois University, obtained between 1983 and 1987.

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