The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.

Government

Securities and Exchange Commission

Securities and Exchange Commission's headquarters in Washington, DC, United States

This department ensures that products meet quality standards through testing and validation processes.

Quality Assurance

This department is responsible for enforcing regulations and ensuring compliance within various financial and corporate sectors.

Enforcement Division

This department oversees legal matters, providing counsel on regulatory issues, litigation, and contractual agreements.

Legal Affairs

This department handles all legal matters, providing counsel and representation in various legal proceedings.

Legal Department

This department provides expert legal advice and support on various legal matters.

Legal Advisory

This department focuses on ensuring adherence to regulatory standards and practices within the securities industry.

Securities Compliance

This department oversees all accounting functions, financial reporting, and ensures compliance with regulations.

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Other teams

Enforcement Division

Legal Affairs

Legal Department

Legal Advisory

Securities Compliance

Accounting and Finance