T C. possesses extensive experience in compliance, enforcement, and financial services risk management. Currently serving as Manager of Enforcement at the Securities and Futures Commission since August 2020, T C. previously held the position of Compliance Manager for Private Banking at LGT from November 2018 to August 2020. Prior experience includes serving as a Senior Consultant in Financial Services Risk and Regulation at PwC from June 2014 to November 2018, and a brief tenure in Banking Conduct at the Hong Kong Monetary Authority in 2013. T C. holds a Master of Laws (LLM) in Compliance and Regulation from The University of Hong Kong (2021-2023) and a Bachelor of Economics and Finance from the same institution, alongside education at Hang Seng School of Commerce.
This person is not in the org chart
This person is not in any teams
This person is not in any offices