TC

T C.

Manager, Enforcement at Securities and Futures Commission

T C. possesses extensive experience in compliance, enforcement, and financial services risk management. Currently serving as Manager of Enforcement at the Securities and Futures Commission since August 2020, T C. previously held the position of Compliance Manager for Private Banking at LGT from November 2018 to August 2020. Prior experience includes serving as a Senior Consultant in Financial Services Risk and Regulation at PwC from June 2014 to November 2018, and a brief tenure in Banking Conduct at the Hong Kong Monetary Authority in 2013. T C. holds a Master of Laws (LLM) in Compliance and Regulation from The University of Hong Kong (2021-2023) and a Bachelor of Economics and Finance from the same institution, alongside education at Hang Seng School of Commerce.

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