As a founding principal of Sheaff Brock Investment Advisors, LLC, Dave shares responsibility for setting investment policy, asset allocation, and securities selection for the company's managed accounts. He also consults with the clients of Sheaff Brock on overall portfolio construction.
Dave has 40 years of experience in the financial services industry, beginning with Bache Halsey Stuart Shields and later with Morgan Stanley/Dean Witter. Dave contributes his investment perspectives to a variety of publications, including CNBC.com, HCPLive,® Medical Economics, and Financial Advisor magazine.
He attended Miami University in Oxford, Ohio where he earned a Bachelor of Science degree. Dave went on to obtain his Certified Financial Planner® (CFP) designation in 1984.
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