Sichenzia Ross Ference Carmel LLP (SRFC) is a full-service law firm with a nationally recognized corporate, securities and litigation practice that provides experienced representation in all matters involving the securities industry. 

In addition to handling routine to complex commercial matters, SRFC’s renowned litigation and regulatory department specializes in defending broker-dealers, registered persons, public and private corporations and individuals in investigations and enforcement proceedings before  the SEC, FINRA and other regulatory bodies, as well as litigations and arbitrations across all forums in the securities industry, including class action lawsuits, shareholder derivative actions, and matters involving allegations of fraud, misrepresentation or other securities violations.  

Finally, SRFC has a burgeoning expungement practice, where it represents registered persons seeking to have false and harmful customer complaints removed from their industry records. In addition to SRFC’s well known securities practice, we have expertise in multiple disciplines including complex commercial litigation in an array of matters from shareholder derivative actions, partnership disputes, breach of contract, etc. SRFC practice groups include tax and trust and estates, notably providing sophisticated estate planning for its high-net-worth clients.

Legal

Sichenzia Ross Ference Carmel LLP

Gregory Sichenzia, Michael Ference, Marc Ross

Jesse L. Blue

Jeff Cahlon

Emily Knight

Diana Grangio

Christopher Milazzo

Christian Lichtenberger

Benjamin Tan

Barrett Dipaolo

Arthur Marcus

Fedor Babovich

Thomas Barone

The Legal Team at Sichenzia Ross Ference Carmel LLP (SRFC) is responsible for providing expert legal representation and counsel in matters involving the securities industry. This includes defending clients such as broker-dealers, registered persons, and corporations in investigations and enforcement proceedings by regulatory bodies like the SEC and FINRA. The team also handles litigations, arbitrations, complex commercial matters, shareholder derivative actions, fraud cases, and runs a specialized expungement practice to aid registered persons in clearing false complaints from their records. Additionally, the team offers sophisticated estate planning and handles various tax and trust cases for high-net-worth clients.

Legal Team

Legal Team

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Legal Team