James Brody

Chief Compliance Officer & COO, Public Equity at Sofinnova Ventures


Jim joined Sofinnova in 2016 as a Chief Compliance Officer for Sofinnova and a Chief Operating Officer for Sofinnova BioEquities (Public Equity).

Before Sofinnova, Jim was the Chief Compliance Officer and Managing Director of Operations at Apex Capital, LLC, a US long/short equity fund that managed ~$1.6B at peak. Prior to this, he was a Relationship Manager at Pershing (a subsidiary of The Bank of New York Mellon), a Director of Operations at Nollenberger Capital Partners, Wells Fargo Securities, and a Manager at Robertson Stephens.

Jim received his M.B.A. from the University of San Francisco and he graduated with a B.S. from the University of Oregon.


  • Chief Compliance Officer & COO, Public Equity

    Current role

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