MS

Mark Snoozy

Financial Advisor / Branch Manager at Spartan Capital

Mark Snoozy has an extensive work experience in the financial industry. Mark started their career at Walsh Manning Securities, where they managed over 50 accounts and achieved FINRA Series 7 and Series 63 licensing. After working at H.D. Brous and Company as an Account Executive, where they managed over 100 individual and institutional investors' accounts, they joined Vanguard Capital, where they supervised options trading and spearheaded the opening of a regional office. Mark then moved to S. W. Bach & Company / Harrison Securities, where they served as an Account Executive/Principal/Registered Options Principal, providing investment management to domestic and international clients. Mark later became a Senior Partner at Optis Group / Laidlaw & Company (UK) Ltd., overseeing financial planning and asset management for corporations and individuals. Prior to that, Mark served as a Naval Reserve Officer in the US Navy. Mark'smost recent role was as a Financial Advisor/Branch Manager at Spartan Capital Securities, where they managed client accounts and provided comprehensive financial advisory advice.

Mark Snoozy completed their Bachelor of Science (BS) degree in Marine Engineering from the United States Merchant Marine Academy in 1996. Mark also holds a U.S.C.G License as a Third Assistant Engineer of Steam or Motor Vessel of Any Horsepower from the United States Coast Guard. Additionally, Mark has obtained several certifications in the financial industry, including the SERIES 7 - General Securities Representative, SERIES 24 - General Securities Principal, SERIES 4 - Registered Options Principal, and SERIES 63 - Uniform Securities Agent State Law. The obtained months for these certifications are not specified. Mark's education history also includes attending Kings Point, where they obtained another Bachelor of Science (BS) degree in Marine Engineering, although the start and end years for this program are not provided. Finally, it is mentioned that they may have obtained the SERIES 66 - Uniform Combined State Law certification, but the specific details are not available.

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Timeline

  • Financial Advisor / Branch Manager

    January, 2012 - present