Steve Brown

Steve Brown is currently the Head of Business Development at StarCompliance. Prior to joining StarCompliance, Steve served as the Director of Broker-Dealer Client Services at Compliance Risk Concepts (CRC) from March 2020 to April 2021. In this role, Steve was responsible for CRC's broker-dealer advisory practice.

Steve has over 20 years of experience in the financial services industry and has been a leader in investment banking and control room compliance. Steve has first-hand experience in building and executing over 100 compliance risk projects and 20 bank broker-dealer mergers and acquisitions. Steve is known for their practical, pro-business approach which has been key to their success throughout their career.

Prior to CRC, Steve served as the Managing Director - Head of Fixed Income and Capital Markets Compliance at U.S. Bank from July 2009 to June 2011. Before that, they were a Consultant at Goldman Sachs from December 2008 to July 2009. Steve began their career at PwC in July 2011 as a Director in the Capital Markets Advisory practice.

CRC’s mission is to furnish sensible regulatory risk management solutions that achieve a comfortable balance between a client’s commercial interests and the critical need to withstand regulatory scrutiny.

Steve Brown received their BA in Business with an emphasis in Accounting from Lenoir-Rhyne University.

Some of their coworkers include Edward Vincent - COO, Lang Leonard - CFO, and David Rowland - Chief Technology Officer. Their manager is Jennifer Sun, CEO.