Thomas Batters

Thomas Batters is a seasoned Broker-Dealer Sales and Marketing Compliance Professional with expertise in FINRA regulations, holding Series 7, 24, and 4 licenses. They currently serve as the Global Head of Marketing Compliance at State Street and have a strong background in electronic communications compliance and project leadership. Thomas has earned a Master’s Degree in Business Ethics and Compliance from New England College of Business, a Bachelor’s Degree in Business Administration with a focus on Marketing from Bryant University, and an ABA-approved Paralegal Certificate from Suffolk University.