MS

Mike Spero

Chief Compliance Officer

Mike Spero serves as Chief Operating Officer and Chief Compliance Officer at Stifel Financial Corp. since April 2021, also holding the role of Chief Compliance Officer at Stifel Capital Management and North Atlantic Capital Management, among other subsidiaries. Prior to this, Mike Spero managed compliance and risk controls at Freddie Mac, was a Senior Vice President at FrontLine Compliance, and served as Chief Compliance Officer at Tiger Legatus Capital Management. With significant experience in compliance oversight, regulatory adherence, and risk management across multiple financial institutions, Mike Spero has effectively led teams and developed comprehensive compliance frameworks. Mike Spero earned a Bachelor of Arts degree in History from Boston University.

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