Sue Bannon

Sue Bannon has a diverse work experience in the financial industry. Sue started their career as a CBOE Equity Options Market Maker and Risk Manager at CBOE Market Maker, where they traded in multiple equity options classes and managed traders and floor staff. Sue then worked at Advantage Futures as a Senior Vice President, Credit & Risk, monitoring risk of futures and options trading client portfolios and issuing margin calls. Sue also worked as a Consultant at RPM Financial Markets Group/Advantage Futures and later returned to Advantage Futures as a Senior Vice President, Internal Controls, where they were responsible for regulatory compliance and reviewing legal or regulatory matters. Currently, they serve as the Chief Compliance Officer at Straits Financial LLC, overseeing multiple responsibilities in the FCM Compliance department. Sue has a strong grasp of CFTC and NFA Rules and Interpretive Notices.

Sue Bannon's education history includes a Bachelor of Science degree in Management with a finance concentration from Purdue University. Sue also earned a Master of Arts degree in Liberal Studies from DePaul University. In addition to their degrees, Sue has obtained several certifications including the CAIA Charterholder from the CAIA Association in March 2004. Sue is also certified as a Chartered Financial Analyst by the CFA Institute. Sue has additional certifications in NFA Swaps Proficiency - Long Track and the National Commodity Futures Examination-Series 3, both awarded by the National Futures Association.