Jack Henry Rawlings

Jack Henry Rawlings, MA, ACSI has a strong background in compliance and financial services. Jack Henry started their career at Evolution Markets Inc. in 2015, where they gained experience in administration, IT, and compliance. Jack Henry conducted compliance due diligence, built databases, managed incoming post, researched MIFID 2, assisted with trade surveillance and client onboarding, and provided market analysis.

In 2017, Jack joined trade.io as a Senior Compliance Consultant during a sabbatical. Jack Henry contributed to the successful ICO and worked alongside high-level executives and professionals from Wall Street, banking, and blockchain.

In the same year, Jack also took on the role of Compliance Associate CF30 at Primus Capital Markets UK Limited, a leading FX and metals trading firm. Jack Henry ensured compliance with regulatory standards and served retail, professional investors, and eligible counter parties.

From 2018 to 2020, Jack worked at X-Trade Brokers DM SA, one of the largest FX, CFD, and crypto brokers in the world. Jack Henry initially served as a Compliance Officer and later became the Chief Compliance Officer and MLRO. With offices in multiple countries, Jack oversaw compliance operations and ensured adherence to regulatory requirements.

Currently, Jack holds the position of Director of Compliance and MLRO at Swissquote, Switzerland's leading bank in online financial services. Jack Henry provides innovative and state-of-the-art solutions to meet the investment needs of clients. Swissquote has offices in various locations, including Geneva, Bern, Zürich, London, Luxembourg, Malta, Dubai, Singapore, and Hong Kong.

Overall, Jack has accumulated extensive experience in compliance and a diverse range of financial services companies, demonstrating their expertise in regulatory standards and risk management.

Jack Henry Rawlings has a Master's Degree in International Relations from the University of Kent, which they obtained in 2015. Prior to that, they completed a BA in Politics and International Relations from the same university in 2014. Jack Henry also attended Seevic College and Gable Hall School, although specific degree programs or fields of study are not provided.

Additionally, Jack Henry Rawlings holds several certifications from the Chartered Institute for Securities & Investment. These certifications cover a range of topics such as blockchains, EMIR, global financial compliance, banking standards, corporate governance, Dodd-Frank Act, general data protection regulation, integrity and ethics, MiFID II, inducements and dealing commissions, retail investment advice in the UK, financial crime, introduction to securities and investment, remuneration code, sanctions and global markets, commodities and energy markets, conflict of interests, derivatives, market abuse, and non-executive directors' roles. The specific dates of when these certifications were obtained are not provided.