William Brooks has extensive experience in compliance and regulatory roles within the financial services industry, currently serving as the Chief Compliance Officer and Senior Compliance Officer at Synovus since December 2018. Prior to this, William held various positions including Home Office Principal 2 at Triad Advisors and Research Director at Securities Compliance Management. Significant experience includes regulatory control and compliance at SunTrust Investment Services, where responsibilities encompassed policy development, regulatory filings, and branch audits. William's background also includes a role as a Senior Compliance Examiner at FINRA, where expertise in securities laws was developed, and service in the US Navy. William earned a Bachelor of Science in Business Administration with a focus on Finance from the University of West Florida.
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