William Jones

William Jones is a seasoned compliance professional with extensive experience in FINRA and PHLX regulations. Currently serving as a Compliance Officer at T3 Trading Group, LLC since October 2014, William has a proven track record of translating newly enacted regulations into actionable policies. Previously, as Director of Compliance at T3 Securities, Inc., from February 2016 to May 2021, William demonstrated expertise in regulatory compliance. William's background includes roles as Operations Manager at World Xecution Strategies, Senior Operations Manager/Compliance Officer at WTS Proprietary Trading Group, and Operations Manager/General Securities Principal at Dimension Securities, LLC, among others. Across these positions, William has worked closely with Chief Compliance Officers and ensured adherence to regulatory requirements for various member firms.