Stacy Bates

Stacy Bates has a strong background in the financial services industry, with a focus on regulatory operations and client due diligence. Stacy is currently working at TD Securities as the Managing Director, Global Operations Acquisition Integration Lead. Prior to this role, they served as the AVP, Global Head of Regulatory Operations & Client Due Diligence and as a Senior Manager at the same company. Before joining TD Securities, they worked at BMO Capital Markets as the Vice President, Regulatory Controls, an AML Associate, and a KYC & AML Analyst. Stacy's career in the industry began at TD, where they held various roles including CSSA, Manager of Customer Service, and CSR.

Stacy Bates, CAMS completed an Honours Bachelor of Science degree at the University of Toronto. In 2016, they obtained the Certified Anti-Money Laundering Specialist certification from ACAMS. Stacy also has a Canadian Securities Course (CSC) certification from the Canadian Securities Institute.