Risk Management and Compliance

The Risk Management and Compliance team at DTCC is responsible for identifying, assessing, and mitigating risks across the organization to ensure adherence to regulatory standards and internal policies. This team develops frameworks for governance, oversees audits, evaluates systemic risk, and implements compliance strategies to protect the integrity of financial transactions and maintain stakeholder trust in the global financial marketplace. Additionally, they work collaboratively with other departments to embed risk management practices into daily operations.