Beverly Dunphy

Beverly Dunphy is currently the Chief Compliance Officer at The Hampshire Companies. Prior to that, they were the Chief Compliance Officer at First Avenue Partners LLP from April 2017 to May 2020. Beverly has also held the position of Director at BNP Paribas from August 2015 to April 2017, and Compliance Officer at Greenhill & Co. from January 2012 to August 2015.

At Greenhill & Co., Beverly was responsible for drafting, disseminating, and training employees regarding compliance policies concerning insider trading, confidentiality, anti-bribery, anti-money laundering, know your customer, client suitability, employee personal trading, registration and continuing education requirements, gifts & entertainment, outside business activities, political contributions, document retention, data security, and use of social media. Beverly also periodically updated the Compliance Manual, Written Supervisory Procedures, and Employee Handbook.

In addition, Beverly conducted audits of the firm's branch offices, monitored employee personal trading and addressed any related surveillance alerts, conducted employee email reviews and addressed any issues, reviewed advertising material and external presentation materials to ensure compliance with FINRA requirements, prepared annual Compliance reports for the Board of Directors, managed the CEO Certification process and drafted the supporting report, and prepared and filed Form ADV for Greenhill Investment Advisor entity.

Beverly Dunphy earned a Bachelor of Science degree from the Alfred Lerner College of Business & Economics at the University of Delaware.

Their manager is James E. Hanson, Principal, CEO & Fund Manager. Beverly Dunphy works with Robert Schmitt - Principal, EVP & Fund Manager, Kristin Lynn - Senior Asset Manager, and Lauren Sattler - Chief Financial Officer.