Carol Pohlman is an experienced professional in compliance and regulatory reporting, currently serving as the Director of Compliance & Regulatory Reporting at TradeStation since April 2021. With a diverse background, Carol has also been an Independent Consultant for The Pampered Chef since 2000, achieving over $120,000 in sales while mentoring new team members. Prior experience includes roles such as Execution Services Analyst at Apex Clearing Corporation, Trade Surveillance Officer at Penson Financial Services, and Trading Support and Compliance Officer at Nexa Technologies. Carol began a career in customer service at NexTrend Technologies and JP Morgan, contributing to training and support for various trading software. Carol holds a Bachelor of Business Administration in Marketing and International Business from Baylor University.
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