Triad Advisors
Kristen Tricarico is a seasoned compliance professional with extensive experience in the financial services industry. Currently serving as a Compliance Analyst at Triad Advisors since May 2022, Kristen previously held various roles at Raymond James from January 2017 to May 2022, including Supervision Advisor, Compliance Advisor, and Compliance Examiner. Additional experience includes working as a Client Service Associate at Frey Masterson Investment Advisors and positions at Raymond James Financial, where responsibilities included customer operations. Prior to entering the financial sector, Kristen held diverse roles in education, performing arts, and customer service, with notable positions such as Lead Teacher at Little Scholars Preschool and Day Care and Performer at Walt Disney World. Kristen Tricarico holds a Bachelor of Science in Art Education from the University of Central Florida.
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Triad Advisors
At Triad Advisors, we understand your desire for independence and the freedom to make your own decisions for your own clients. That is why hundreds of independent financial professionals across the country have made Triad Advisors their broker/dealer partner. Our nourishing, personalized culture of service naturally attracts a diverse mix of successful financial professionals and is a primary reason why Triad has been consistently ranked, over the years, as one of the leading broker/dealers in the industry as measured by growth in revenue, assets and production per advisor. With an extensive menu of products, technology systems and total wealth management solutions, we deliver the resources to help serve your clients and grow your business more efficiently and effectively. This is not a solicitation or recommendation to purchase or sell any investment product or service, and should not be relied upon as such. Triad Advisors, LLC member FINRA/SIPC. Third-party comments may not be representative of all customer experiences. Please see website for full disclosures.