Albert

Compliance Director

Yicong GU is currently a Compliance Director at UBS, overseeing Global Markets and Investment Banking Compliance for UBS China Limited, following an internal transfer due to the UBS-CS merger. Prior to this role, Yicong served as Vice President of Compliance at Credit Suisse Securities (China), where responsibilities included new license applications and coordinating on-site inspections. Yicong's extensive experience in the compliance field includes positions as Director at Morgan Stanley Huaxin Securities and Compliance Officer at Credit Suisse Founder Securities Ltd. Their educational background includes a Bachelor of Business Administration in Information Systems and E-business Management from Hong Kong Baptist University.

Location

Beijing, China

Links

Previous companies


Org chart

No direct reports

Teams

This person is not in any teams


Offices

This person is not in any offices