James Serinese

James Serinese currently serves as the Executive Director, Head of Markets Advisory Compliance and Strategic Initiatives at UBS, where they lead best-in-class compliance and risk practices across the firm's Wealth Management offices. Previously, they held senior roles in operational risk and control at Scotiabank, KPMG, and various financial institutions, demonstrating expertise in risk management and regulatory compliance. With a Bachelor of Science in Finance from the University of Maryland University College and an international economic studies background from Syracuse University, James has effectively managed teams and built frameworks that align with regulatory expectations throughout their career.