Maria Castro

Maria Castro is a seasoned compliance professional currently serving as the Director of Compliance, Governance, Risk Operations, Registration, and Licensing at UBS. Previously, they held roles such as Co-Head of Americas Licensing and Registrations and Associate Director at UBS, managing regulatory compliance for broker-dealer registrations and overseeing teams dedicated to licensing across multiple jurisdictions. Maria’s extensive experience spans across various organizations including PRMG, Inc., Envoy Mortgage, and Columbia Equities Home Loans, where they played pivotal roles in compliance and regulatory risk management. They hold an Associate's degree in Accounting and Business/Management from The College of Westchester.