For nearly two decades, UPRR has worked with organizations to provide a variety of shareholder communication, risk assessment and compliance services, including: 

Compliance Assessment
Pre-Escheat Location (PEL)
Annual Reporting & Due Diligence
Maximum Owner Return (MOR)
Recovery Services
Risk Management & Compliance
Royalty Owner Location Services
Consultant Services
Audit Defense

More specifically:
Advisory services for corporations that include unclaimed property liability analysis and compliance execution

General ledger (payroll and vendor checks, customer credits and refunds, etc.) unclaimed property reporting and due diligence for corporations and financial institutions

Transfer agent record reconciliation in areas such as dividend reinvestment accounts and securities-related out-of-proof transactions

Merger, acquisition processing and related owner location services.  UPRR  has a well-established reputation for providing necessary assistance in a flexible and highly ethical manner at a reasonable cost. A list of references from UPRR clients is available by request and can be viewed on our website, www.uprrinc.com.

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Consulting

Risk & Compliance

UPRR, LLC

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