UPSTREAM Investment Partners, LLC
James Parker has a strong background in finance, with experience as a Vice President at UPSTREAM Investment Partners, LLC since 2015. Prior to this, they worked as a Financial Advisor at Ameriprise Financial Services Inc. from 2008 to 2015. James also served as a Vice President at Morgan Stanley Smith Barney from 2000 to 2004. Their work experience spans over 20 years in the industry.
James Parker attended the United States Military Academy at West Point from 1983 to 1987. During this time, they earned a Bachelor of Science degree in Engineering.
UPSTREAM Investment Partners, LLC
Upstream Investment Partners, LLC is a privately owned, nationwide company created to provide an independent environment with an open architecture of platforms and products without proprietary situations. With all of the turmoil surrounding the financial services industry, it is even more important to be affiliated with an organization that is financially sound and provides an open investment platform, free from any conflicts of interest. Our select group of financial advisors make decisions in the best interest of their clients without corporate pressure. Upstream Investment Partners uses Sigma Financial Corporation, a member of FINRA and SIPC and a nine time winner of Broker/Dealer of the year, from Investment Advisor Fax Poll, as their Broker / Dealer. Sigma Financial will provide many services for Upstream IP, including back office support, due diligence and compliance oversight.