Rodney Davies

Senior Compliance Manager
at Upvest

Rodney Davies is a seasoned compliance professional with extensive experience across various roles in the financial services sector. Currently serving as a Senior Compliance Manager at Upvest since July 2025, Rodney has previously held key positions, including UK Regulatory Compliance Manager at Wise, where regulatory engagement, policy drafting, and efficiency improvements were central to the role. Prior experience as a Compliance Manager at Southbank Investment Research involved maintaining compliance frameworks and delivering training programs, while Rodney also worked at Nutmeg as a Senior Compliance and Risk Analyst, focusing on risk management and regulatory reporting. Earlier roles include Compliance Specialist and Arrears and Litigation Specialist at Pepper (UK) Limited, and Litigation Associate at Paratus AMC, demonstrating a strong foundation in both compliance and legal aspects of the financial industry. Rodney holds a Law degree from Middlesex University and additional qualifications in Property and Litigation, alongside a CeMap certification.

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