JM

James Muir

Chief Compliance Officer- USAA Broker-Dealers

James Muir is the Chief Compliance Officer for USAA Investment Services Company, overseeing the Investments Services Compliance Department since 2019. In this role, Muir leads efforts to ensure compliance with securities laws and regulations while collaborating with various business units within USAA. Muir also has expertise in FINRA, SEC, and state regulations, contributing to policy development and risk mitigation strategies for the organization.

Location

San Antonio, United States

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