SR

Seth Ruderman

Senior Compliance Specialist at Vanguard

Seth Ruderman is a Senior Compliance Specialist at Vanguard, focusing on Regulatory Examinations and Inquiries since September 2017. Previously, Seth served as an Assistant General Counsel on the Investment Products and Advisers legal team. Prior experience includes roles as Vice President and Counsel at PIMCO, and as General Counsel and Associate General Counsel at UBS, where responsibilities included leading 1940 Act legal matters. Additional positions held include Counsel at Lord, Abbett & Co. LLC, and Associate roles at White & Case and Shearman & Sterling LLP, specializing in securities and investment funds. Seth holds a Juris Doctor from the University of Michigan Law School and a Bachelor of Business Administration in Accounting from Emory University - Goizueta Business School.

Links

Previous companies

White & Case logo
Lord Abbett logo
UBS logo
PIMCO logo

Org chart